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October 24, 2018
Regional Compliance Forums
: CEFLI 2018 Midwestern Regional Compliance Forum
November 14, 2018
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: CEFLI 2018 Western Regional Compliance Forum
Industry News
SEC Issues Proposed Rules for Best Interest Standard
Fifth Circuit Vacates DOL Rule
NYDFS Proposes Amendments to Suitability Regulation
NAIC Introduces Best Interest Standard
