2016 Year in Review

December 14, 2016 (All day)

Slides | Webinar

Shane Krugler
Ohio National Financial Services  

Pete Rock
Knights of Columbus

Suzanne Webb Sainato
Symetra Life insurance Company

Nancy Sweet
CNO Financial Group

Meeting Description:
Participants in this 90 minute webinar will hear a discussion of some of the year’s most significant and relevant compliance and ethics issues by knowledgeable peers who will bring different perspectives and share candid insights on the challenges and successes they experienced in 2016.

Intended Audience:
Life insurance industry professionals in the compliance, legal, risk management, and related business areas impacted by compliance-related topics reviewed as part of CEFLI's Educational Webinar Series.

You can expect some of the discussion to cover topics such as:

  • Annuity suitability controls
  • AML/OFAC compliance
  • Electronic Commerce
  • Cybersecurity  and privacy
  • Data use and management
  • Compliance roles and responsibilities
  • …and the DOL Fiduciary Rule!

Please plan to join us at 12:30 PM, EST on Wednesday, December 14, 2016 as CEFLI leads a discussion on a summary of the 2016 efforts regarding compliance and ethics and take a look into the 2017 compliance and ethics challenges!