Gifts, Entertainment, Rebating and Giveaways - Rules, applicable requirements, policies and procedures.

March 25, 2014

Faculty:
Brenda Clary - Kansas Insurance Department
Cara Gressen - Allianz Life
Larry Kosciulek - FINRA

In this 90 minute timeframe, you will hear from an experienced FINRA representative, who will provide valuable insights regarding the topic of gifts and entertainment activities, and a state insurance regulator who will expand on the state’s position toward rebating and giveaways.  In addition, a Company Compliance leader will provide their perspective on the associated policies and procedures applied by the company.


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