Market Conduct Exams

February 10, 2015

Faculty:
Suzanne McGovern – SEC
Lawrence N. Kosciulek – FINRA
Clifton J. Day – New Jersey Department of Banking and Insurance
Paul Hanson – Minnesota Department of Commerce
Jim Mealer – Missouri Department of Insurance, Finance and Professional Registration
Sandy Ray – Symetra Life Insurance Company

Industry experts will provide webinar participants with a detailed review of state insurance and FINRA exam findings as well as a discussion of 2015 exam priorities during CEFLI's "Market Conduct Exams" Webinar scheduled on Tuesday, February 10 from 1:00 to 2:30 PM EDT.
 


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