Compliance Fundamentals Training Conference

June 15, 2016

- June 17, 2016
Westin Philadelphia Hotel

CEFLI’s Compliance Fundamentals Training Conference will provide newer compliance staff with essential training and allow seasoned compliance professionals to revisit the fundamentals necessary to conduct life insurance company compliance operations.  Attendees will have the opportunity to connect with other professionals on a one-on-one basis, ask questions, seek guidance and advice as they acquire the information they need to achieve their professional goals and maximize their compliance strategies.

  • What Compliance professionals MUST, NEED and SHOULD know.
  • Learn and Develop New Skills.
  • Hear about emerging Compliance issues.
  • Ask Questions of industry experts.
  • Networking Opportunities.
  • Member Company Representatives receive Complimentary Registration to the Event. Affiliate Members receive reduced registration rates and Non-Members may register at Early Bird Rates until May 31, 2016.

Agenda

Presentations:

  1. The State Insurance Regulatory Examination Process and its Impact Upon Compliance
  2. The State Insurance Regulatory Examination Process and its Impact Upon Compliance – The Company Perspective
  3. Producer Licensing and Appointment
  4. AML and Antifraud
  5. Replacements
  6. Advertising Review
  7. Complaint Handling