Job Board

The CEFLI Job Board is a free resource provided to our CEFLI Members. Only CEFLI Members may post a job vacancy to the CEFLI Job Board.
Job vacancies are available for viewing by the general public.

For Information on how to submit a job vacancy please click here or send job details to Mallory Bennett via email: MalloryBennett@cefli.org.


Current Postings:


ARIZONA DEPARTMENT OF INSURANCE
Job Title: Executive Director of the Arizona Guarantee Funds

The Arizona Department of Insurance is seeking a seasoned professional with expertise in insurance, finance and law, to direct, manage, administer and supervise all operations of the Arizona Life and Disability Insurance Guaranty Fund and the Arizona Property and Casualty Insurance Guaranty Fund (“Arizona Guaranty Funds”).  Collectively, the Arizona Guaranty Funds act as a safety net for Arizona citizens and businesses covered by insurance policies issued by an insurer that becomes insolvent.  The Arizona Guaranty Funds step into the shoes of insolvent insurance companies to pay obligations within statutory limitations.  Each of the Arizona Guaranty Funds is administered by a board established within the Arizona Department of Insurance. The Executive Director executes the powers and duties of each fund in accordance with the board’s plan of operation.

APPLY HERE!


Director, RiverSource Compliance
Minneapolis, MN

Job Description:
Provide leadership to the compliance programs for two RiverSource (RVS) insurance companies and RVS Distributors. Help ensure compliance for all insurance and annuity products manufactured by RVS insurance companies and distributed through RVS Distributors to Ameriprise Financial (and previously to unaffiliated distributors). Responsible for the compliance team that develops, implements, and maintains policies, processes, and controls that address risk mitigation and are compliant with rules and regulations.

Responsibilities
• Provide day-to-day leadership to the RiverSource (RVS) Compliance team. (Currently seven U.S.-based team members and two team members based in India.)
• Establish/revise department compliance goals and provide leadership to direct reports, including coaching, development, and performance management.
• Serve as the enterprise subject matter expert on RVS Compliance matters and on projects involving insurance or annuity (I & A) products (new and changed), I & A sales practice processes, and I & A regulatory matters.
• Monitor, review and create policies and procedures to comply with federal and state laws and regulations of the SEC and FINRA.
• Work with senior leaders within the Ameriprise General Counsel Organization and other business units to address complex issues.
• Act as key RVS Compliance leader in dealing with regulators and regulatory matters involving RVS and/or I & A products.
• Provide leadership and advice to RVS business leaders and RVS wholesalers regarding regulatory and compliance matters.
• Proactively drive and lead compliance-related education, insight, and training to business partners and clients.
• Monitor and implement any regulatory changes that may affect the company and ensure affected areas are in compliance with new requirements.
 
Required Qualifications:
• Bachelors degree or equivalent.
• 7+ years or equivalent experience.
• Series 7 and 24 registrations (or ability to obtain within a designated timeframe).
• Life/Health Insurance Agent License (or ability to obtain within a designated timeframe).
• Knowledge of state insurance and annuity rules and regulations, FINRA and SEC rules and regulations applicable to the distribution of insurance and annuity products (including separate accounts).
• Demonstrated track record of effective people leadership and the ability to establish professional credibility with senior business leaders, peers, and senior external constituencies, including regulators.
• Experience preparing and delivering presentations to large audiences.
• Deep knowledge and experience in annuity and insurance products.
 
Preferred Qualifications:
• FLMI, ACS, and/or ALHC designations.
 
About Our Company:
With the right company, life can be brilliant. At Ameriprise, we’re not just in the business of helping clients with their financial goals — we also help our advisors and employees reach their true potential. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step to create a brilliant career at Ameriprise Financial.
 
APPLY HERE!