Compliance & Ethics Committee: August Agenda & July Minutes
The July minutes in this packet cover the following:
- Coronavirus (COVID-19)
- NAIC Executive/Plenary Committees Approved Revisions to the NAIC Suitability in Annuity Transactions Model Regulation
- Iowa Insurance Division Proposes its version of the revised NAIC Suitability in Annuity Transactions Model Regulation
- FINRA Submits Proposed Rule to Amend FINRA Rule 2111 (Suitability) and Non-Cash Compensation Rules