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Conference Materials:  2020 Compliance Fundamentals Training Conference Agenda

  • Overview of Life Insurance Companies, Distribution Systems and Regulatory Authorities.
  • Overview of Life Insurance Company Products.
  • The Role of Compliance at a Life Insurance Company.
  • Legislative and Regulatory Monitoring.
  • The State Insurance Regulatory Examination Process and its Impact Upon Compliance.
  • Suitability / Best Interest / Fiduciary Standards – Evolving State and Federal Sales Standards.
  • Working with Business Partners – Sales/Marketing and Producers.