November 19, 2020November 20, 2020
Conference Materials: 2020 Compliance Fundamentals Training Conference Agenda
- Overview of Life Insurance Companies, Distribution Systems and Regulatory Authorities.
- Overview of Life Insurance Company Products.
- Complaint Handling.
- Advertising Review.
- The Role of Compliance at a Life Insurance Company.
- Legislative and Regulatory Monitoring.
- The State Insurance Regulatory Examination Process and its Impact Upon Compliance.
- Suitability / Best Interest / Fiduciary Standards – Evolving State and Federal Sales Standards.
- Working with Business Partners – Sales/Marketing and Producers.