2020 CFTC

Conference Materials:  2020 Compliance Fundamentals Training Conference Agenda

• Overview of Life Insurance Companies, Distribution Systems and Regulatory Authorities.
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• Overview of Life Insurance Company Products.
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• Complaint Handling.
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• Replacements.
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• Advertising Review.
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• The Role of Compliance at a Life Insurance Company.
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• Legislative and Regulatory Monitoring.
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• The State Insurance Regulatory Examination Process and its Impact Upon Compliance.
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• Suitability / Best Interest / Fiduciary Standards – Evolving State and Federal Sales Standards.
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• Working with Business Partners – Sales/Marketing and Producers.
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