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2021 Compliance Fundamentals Training Conference
Final Agenda

Session 1:  Overview of Life Insurance Companies, Distribution Systems and Regulatory Authorities

Session 2:  Overview of Life Insurance Company Products

Session 3:  Complaint Handling

Session 4:  Replacements

Session 5:  Advertising Review

Session 6:  The Role of Compliance at a Life Insurance Company

Session 7:  Legislative and Regulatory Monitoring

Session 8:  The State Insurance Regulatory Examination Process and its Impact Upon Compliance

Session 9:  Suitability / Best Interest / Fiduciary Standards – Evolving State and Federal Sales Standards

Session 10:  Working with Business Partners – Sales/Marketing and Producers