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2012 Compliance & Ethics Symposium
September 12, 2012September 13, 2012
State and federal regulators, industry experts, producers and life insurance company representatives met on September 12-13, 2012 at the Grand Hyatt Washington in Washington, DC.
Symposium Presentations:
- Enterprise Risk Management: The Interactive Role of the Compliance and Risk Functions
Thomas Hampton, SNR Denton
Mark Grimmett & Marie Kolendo, Genworth - Compliance Metrics
Stephen Koslow, CUNA Mutual
Kathleen Donovan, Wolters Kluwer Financial Services
Marla Lacey, American Equity - Unclaimed Property Compliance Strategies and Operational Challenges
Mary Nugent, Maryland Insurance Administration
James Nassivera, Prudential Insurance
Sherry Smith, Prudential Insurance
Susan Sulfaro, AAA Life - Fraud Awareness and Detection
Raymond Anderson, Virginia Bureau of Insurance
Kathleen Klein, Protective Life
Daniel Werner, Aviva USA - Social Media and Operational Risks
Deborah Corej, Deloitte & Touche
Nathaniel Isaacson, Guardian Life
Kathleen Mayko, Massachusetts Mutual
Keith Nyhan, New Hampshire Dept. of Insurance - Annuity Suitability – Elements of an Effective Internal Review Program
Marvin Cox, Western & Southern
Blaine Doerrfeld, Aviva Life & Annuity
Erin Mirza, Wisconsin Office of the Commissioner of Insurance