Joint Webinar with Wolters Kluwer-Market Conduct
July 29, 2020
Life insurance companies continue to face compliance challenges, as evidenced by market conduct-related requests and enforcement activity.
This webinar will briefly explore the results of the recent CEFLI Compliance & Ethics Benchmarking Survey regarding current trends related to the incidence of market analysis, targeted examination, and comprehensive examination activity. CEFLI Affiliate Member Wolters Kluwer will then explore recent regulatory actions and present ways for insurers to incorporate enforcement activity and regulatory insight into their internal compliance auditing processes, to more effectively manage overall compliance risk.