CEFLI’s Regulatory Forum consists of a group of representatives from various regulatory authorities, allowing CEFLI Premier Partner companies and CEFLI Gold Affiliate Member organizations to receive timely insights concerning current marketplace challenges.

CEFLI convenes meetings of its Regulatory Forum on a quarterly basis.  Attendees include representatives of the SEC, FINRA, the NAIC and various state insurance departments.  Forum meetings provide CEFLI Member attendees with insight regarding current regulatory concerns.  That insight helps Member Companies enhance their compliance strategies.

Meetings are 60-90 minutes and take place quarterly.  For more information, please email: DonaldWalters@cefli.org.

The 2021 meeting schedule is as follows:

Wednesday, January 27, 2021
Tuesday, May 25, 2021
Thursday, August 26, 2021
Tuesday, November 2, 2021