A New Era in Compliance & Ethics…

The Compliance & Ethics Forum for Life Insurers ("CEFLI") is the new, premier source of compliance & ethics knowledge and information for life insurers. If you are a compliance & ethics professional in the life insurance industry, CEFLI is your connection to valuable insights, tools, professional networks and other vital resources. Membership includes access to an entire portfolio of customized compliance & ethics services calibrated to life insurers' needs.

Annual Conference

2019 CEFLI Annual Conference Save The Date Nashville, Tennessee on September 11-13.

2019 CEFLI Annual Conference and Compliance Leadership Forum

CEFLI’s 2019 Annual Conference and Compliance Leadership Forum will take place on September 11-13, 2019 at the JW Marriott in Nashville, Tennessee.  The networking event will be held on Thursday, September 12, 2019 at the Country Music Hall of Fame.  CEFLI has secured a group rate for attendees at the JW Marriott for $299 per night. Reservations can be made here.

Stay tuned for additional details. We hope you can join us in Music City!

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Benchmarking Survey

Summit Meeting

CEFLI Publishes 2018 Annuity Suitability Survey Results

CEFLI’s fourth Annuity Suitability Benchmarking Survey gathered significant data from 57 life insurers about the nature and scope of their annuity suitability review process.  The Survey serves as a way to gauge current annuity suitability compliance practices in the life insurance industry and to monitor year-to-year changes which may be important in identifying possible trends and issues for further review.

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Regional Compliance Forums

Regional Compliance Forum

2018 CEFLI Midwestern and Western Regional Compliance Forums

CEFLI recently conducted its Midwestern and Western Regional Compliance Forums.  These Forums offer a unique opportunity to “connect” with other compliance and ethics professionals in the life insurance industry to share insights concerning strategies and programs to address current compliance challenges.

The Midwestern Regional Compliance Forum took place on Wednesday, October 24 at the offices of RiverSource Life Insurance Company in Minneapolis, Minnesota.  The Western Regional Compliance Forum took place on Wednesday, November 14 at the offices of The Standard Insurance Company in Portland, Oregon.  

CEFLI would like to thank all member company representatives that took time out of their busy schedules to participate in these important discussions.

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