Job Board
The CEFLI Job Board is a free resource for CEFLI’s Members. Only CEFLI Member Companies may request Compliance or Ethics positions be posted to the CEFLI Job Board. Job vacancies are available for viewing by the general public.
If you do not see jobs posted on this page, there are no current positions/postings to display.
Company Name: Modern Woodmen of America, Inc.
Job Title: Compliance Associate
Job Summary: Modern Woodmen of America is looking for a detail oriented and analytical individual to support our Compliance Manager in ensuring that the organization adheres to all regulatory requirements and internal policies and carries out appropriate risk management. The Compliance Associate position is designed as a deputy role, providing the necessary training and experience for the Compliance Associate.
Essential Functions & Responsibilities:
- Assist the Compliance Manager with the development, implementation, administration, and maintenance of Modern Woodmen’s compliance programs and initiatives.
- Support the creation of internal policies and procedures to ensure they comply with regulatory requirements.
- Collaborate with various departments to ensure compliance with internal policies and external regulations.
- Work cross-functionally to assist in development and implementation of compliance strategies that align with Modern Woodmen’s business strategy and goals.
- Aid in the investigation, resolution, and reporting of compliance issues, including privacy, fraud, and suspicious activity matters, and complaints, including escalated member and field representative concerns.
- Manage the workflow and communication with state insurance department examiners during market conduct and regulatory compliance exams.
- Oversee the preparation and submission of regulatory filings and reports.
- Monitor advertising and social media review for home office and field created materials and posts.
- Closely contribute to the development of compliance-related communications and training materials.
- Maintain up-to-date knowledge of regulatory changes and industry best practices.
- Participate in project teams as assigned.
- Perform other duties as requested.
Education & Experience:
- Bachelor’s degree in law, business administration, finance, or a related field preferred. Equivalent combination of education, training, and experience will be considered.
- 5 years of experience in a compliance role within the life insurance or financial services industry preferred. Similar experience in an advisory, compliance, or legal services role or related field will be considered.
- Professional compliance certifications preferred (e.g., LOMA Fellowship, AIRC designation, FINRA SIE, Series 6 & 26), or must be obtained within 3 years. Additional relevant certifications may be expected based on needs of the business.
- Strong understanding of regulatory requirements and compliance best practices and their importance.
- Ability to read, analyze, and interpret regulatory prose as well as general business protocols.
- Excellent analytical, reasoning, and proven problem-solving skills.
- Strong written and verbal communication skills.
- Ability to work independently and as part of a team.
- High level of integrity and attention to detail.
Click HERE to apply!
Company Name: Everly Life
Company Location(s): Remote
Job Title: Compliance Analyst
Job Description: We’re looking for a Compliance Analyst to join our Legal & Compliance team. In this role, you’ll have the opportunity to join a team that is in the early stages of building a collaborative, proactive and technology-forward Legal & Compliance department that delivers exceptional value to a new and disruptive player in the life insurance industry.
Job Requirements:
- Bachelor’s degree required
- Minimum of 2 years’ experience in a compliance-related or audit-related field
- Prior life insurance experience strongly desired
- Exceptional communication and relationship building capabilities
- Efficiently and effectively manages a variety of assignments and competing priorities
- Strong analytical skills with high attention to detail and accuracy
Click HERE to apply!
Company Name: Aspida Life Insurance Company
Company Location(s): Durham, NC
Job Title: Compliance Analyst
Job Description: Aspida is seeking a skilled, self-motivated, and independent compliance professional for the role of Compliance Analyst. The Compliance Analyst is an individual contributor position that will take the lead as a Subject Matter Expert (SME) during conversations with internal business partners regarding various compliance issues.
Job Requirements:
- Bachelor’s Degree in Business, Risk Management or Insurance; or equivalent combination of education, training & experience.
- 5 or more years of experience in a Compliance function in financial service or insurance, prior leadership experience a plus.
- Strong knowledge of compliance regulations for fixed and variable annuity products.
Click HERE to apply!