Job Board

The Job Board is a free resource for our Members.  Only CEFLI Member Companies may request Compliance or Ethics positions be posted.  Job vacancies are available for viewing by the general public.

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Company Name: National Life Group
Job Title: Sr. Life & Annuity Compliance Analyst – Advertising
Locations: Addison, Texas; Montpelier, Vermont

Role Summary.  Please note that we do not offer visa sponsorship for this position.

Are you looking for the next step in your Compliance career with the opportunity to join Life & Annuity Compliance? We are seeking a talented individual who is passionate about continuing to grow their professional expertise through applying comprehensive understanding of fixed insurance regulations to areas of responsibility.

The successful candidate will become part of the Advertising Guidance team (“AGT”) and utilize advanced analytical and problem-solving techniques when reviewing and responding to advertising materials submitted by home office employees and appointed agents with independent distribution. In this role you will have the opportunity to adapt your communication style for diverse audiences and provide advice on challenging matters.

As part of our team, you will have the opportunity to apply the skills you have already gained, while continuing to grow your business and compliance knowledge, as you take the next step in your Compliance career journey. The main products handled by the Company are fixed life insurance, including indexed universal life insurance, along with living benefits, and fixed annuities, including fixed indexed annuities.

This position currently offers an onsite hybrid work schedule, with the expectation that you are in the office four (4) days per week during onsite core days. Our current onsite core days are Monday, Tuesday, Wednesday, and Thursday. The work schedule type and core days are subject to change with advance notification and manager discretion.

Essential Duties and Responsibilities

  • Use basic business understanding and subject matter expertise to creatively resolve submitted advertising materials that vary in complexity by suggesting variations in approach when necessary and applying judgment to determine exceptions as needed.
    Execution – 75%
    Tactical – 25%
  • Demonstrate full understanding of AGT processes and apply subject-matter expertise to timely complete assigned deliverables within internally established time standards.
  • Independently complete tasks in alignment with policies and procedures with work reviewed by management or designated senior colleagues, at critical points.
  • Strengthen relationships with senior internal and external (including regulators) peers.
  • Apply judgment in alignment with policies and procedures when assessing unusual circumstances, identifying causes, and suggesting innovative approaches to meet short-term needs.
  • Devise solutions with limited information, adapting existing approaches effectively.
  • Fully integrate NLG values and Servant Leadership Tenets into daily work and serve as a model for junior colleagues in applying these principles.

Minimum Qualifications

  • FINRA Series 7 & 24 registrations.
  • 5+ years of progressive and relevant combination of compliance and/or life insurance and annuity work experience.
  • Proficiency in Microsoft Office Suite.
  • Ability to provide exceptional customer service through empathy, listening, and understanding client needs.
  • Ability to understand and independently communicate general compliance topics.
  • Demonstrate tact and professionalism and the ability to interact with individuals and leaders at all levels of the Company, the Field, and with the public on sensitive matters.
  • Excellent written and verbal communication skills.
  • Ability to work in a fast-paced environment, with a high degree of accuracy.
  • Ability to maintain confidentiality on sensitive matters.
  • Strong organizational, time management, qualitative, and analytical skills.
  • Demonstrate understanding of Company and departmental goals by designing and aligning individual goals to support annual goals and initiatives.
  • Effectively work in a team environment, closely collaborating with business partners.
  • All other duties as assigned.

Preferred Qualifications

  • 3+ years compliance-related experience
  • Pursuit of LOMA certifications
  • Demonstrated comprehensive product knowledge of fixed life insurance and annuities

Apply HERE

Company Name: Sammons Financial
Job Title: Compliance Consultant – Advertising Compliance
Location: West Des Moines, Iowa

Overview.  We are seeking candidates with experience in advertising review and/or advertising filing, ensuring compliance with applicable regulatory requirements.  We are seeking a detail-oriented professional to support our Advertising Review and Advertising Filing functions, ensuring that all fixed life insurance and annuity marketing materials and communications meet regulatory standards and internal policies. In this role, you will review, track, and approve advertising content across multiple channels, working closely with marketing, legal, and business teams to ensure timely and accurate marketing. You may also prepare, submit, and respond to state advertising filings. The ideal candidate brings strong analytical skills, a keen eye for detail, and a solid understanding of compliance frameworks within a regulated environment. This is an opportunity to play a critical role in protecting the organization’s reputation while enabling effective and compliant communication.

Qualifications

  • Bachelor’s Degree business or related field preferred or equivalent business experience Preferred
  • 3-4 years’ relevant compliance, internal audit or other equivalent experience Preferred
  • Working knowledge of life and annuity products, with specific knowledge of insurance company operations
  • Ability to make sound and proper decisions by applying personal knowledge of guidelines, product information and personal professional judgement in review of assigned materials
  • Excellent interpersonal and customer service skills
  • Strong analytical solving skills, including the ability to accumulate, organize, and assimilate large amounts of information
  • Excellent attention to detail and accuracy; including proofreading skills
  • Ability to manage multiple tasks simultaneously and manage competing priorities
  • Ability to work independently and be a team player by demonstrating flexibility, understanding of other positions, providing constructive and relevant input to discussions
  • Organizational skills
  • Demonstrate professionalism and an aptitude for problem resolution
  • Advanced computer skills, including Microsoft Word and Excel and Adobe Acrobat
  • Excellent written and verbal communication skills
  • Excellent interpersonal and customer service skills
  • Minimal overnight travel; anticipate up to 5%

Apply HERE

Company: Symetra Financial Corporation
Job Title: Compliance Analyst
Location: Remote

About the Role.  Responsible for the satisfactory resolution of moderately complex customer concerns by consulting with customers, distribution partners, external regulatory agencies, consumer protection agencies, internal service departments and internal key stakeholders – such as Law, Compliance, Sales, Executive Leadership, with limited oversight.

What you will do

  • Independently manage and catalog incoming complaints including creating documentation of receipt, research, call notes, etc.
  • Lead the resolution of complaints by working with customers or agencies representing the customer within the prescribed time frame.
  • Consult with distribution partners to find a suitable resolution.
  • Exercise autonomy when reaching decisions, while knowing when to pull in additional decision makers such as Law, Compliance and/or Executive Leadership.
  • Create clear, detailed response letters to all parties.
  • Ensure issue resolution is appropriate, exercising “thought leadership”.
  • Consults with management on escalated customer concerns to resolve customer concerns.
  • Provides suggestions on process changes to facilitate a better customer experience

Who you are

  • College degree or equivalent work experience preferred.
  • 3-5 years in Compliance or Operations with an emphasis in written communications.
  • 2 years Indexed Universal Life Insurance Experience required.
  • MS Excel experience is a plus.
  • Excellent written and oral communications.
  • Driven to create an excellent customer experience.
  • Advanced problem-solving skills.
  • Strong negotiation skills.
  • Remains calm in escalated situations.
  • Demonstrates strong adaptability to change
  • Comfortable making decisions that may impact the operation.
  • Strong relationship building skills.
  • High school diploma required.

Apply HERE

Company: Symetra Financial Corporation
Job Title: Compliance Consultant, Privacy
Location: Remote

Symetra is seeking a Compliance Consultant to join our Privacy Office within the Enterprise Compliance Department. As a Compliance Consultant, you will lead and support key initiatives that help strengthen our ability to comply with evolving privacy laws and mitigate regulatory risk across the enterprise, including acting as a Privacy Subject Matter Expert (SME) to provide strategic guidance across business units, advising initiatives involving personal information, and establishing, enhancing and maintaining Privacy Office controls and reporting mechanisms.

This role is central to supporting the strategic development and operational maturity of our privacy program and helps ensure that enterprise privacy practices are aligned with consumer expectations, regulatory requirements, company policies and industry best practices.

Who you are

  • High school diploma required
  • 6+ years of comprehensive privacy program and regulatory compliance experience in the insurance or financial services industries.
  • BA/BS Degree in business, law, risk management or related field or equivalent experience.
  • CIPP-US/CIPM-US or other privacy certifications preferred.
  • In-depth understanding of U.S. federal and state privacy laws and frameworks, including GLBA, CCPA, TCPA, and CAN-SPAM.
  • Familiarity with privacy related risks associated with digital and AI related applications.
  • Ability to adapt to changing priorities and to support evolving business needs and regulatory requirements.
  • Strong analytical and problem-solving abilities; able to translate regulatory requirements into operational practice and apply a broad perspective to challenges.
  • Ability to review, interpret, and analyze documentation and data for accuracy, relevance, and compliance.
  • Experience using and implementing productivity tools including data analytics and AI-driven solutions.
  • Effective in both independent and collaborative environments; comfortable advising senior stakeholders.
  • Demonstrated integrity, discretion, and commitment to confidentiality and trust.
  • Excellent communication, presentation, and organizational skills.
  • Proficiency with Microsoft Office, SharePoint, Teams, and other business productivity tools.

Apply HERE

Company:  Navy Mutual
Position:  Manager, Customer Service
Location:  Arlington, VA

Description:
Navy Mutual is seeking a strategic and hands-on Manager of Customer Service to lead and elevate our Member experience across our life insurance and annuity business. This role is critical in delivering exceptional, compliant, and consistent service while driving operational excellence, team performance, and continuous improvement.

If you are a data-driven leader with deep call center expertise, a passion for coaching high-performing teams, and experience in regulated financial services environments, this is your opportunity to make a meaningful impact.

Apply HERE!

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