CEFLI Quick Polls are a way to obtain rapid insight regarding compliance practices in the industry. These polls are conducted in a relatively short turnaround time and can provide you with industry compliance practices in a specific are.
CEFLI’s Compliance & Ethics Committeeis comprised of representatives of CEFLI member companies who meet on a monthly basis to review the current challenges facing the life insurance industry’s compliance and ethics professionals and to explore innovative strategies to address these challenges.
CEFLI’s COVID-19 Networking Forumis a group consisting of CEFLI member company representatives who currently meet on a bi-weekly basis to discuss the operational impacts and issues associated with COVID-19.
CEFLI’s Regulatory Forum consists of a group of representatives from the SEC, FINRA, and the NAIC to allow CEFLI Premier Partner companies and Affiliate Member organizations to receive timely insights directly from regulatory authorities concerning current marketplace challenges.
CEFLI has created materials to assist member companies with their approach for onboarding new Directors to their organization’s Board of Directors. In addition, CEFLI has developed summary and checklist documents to assist member companies with their implementation efforts related to state adoptions of the revised NAIC Suitabilty in Annuity Transactions Model Regulation.
As The Forum that Connects, CEFLI seeks to support new and emerging compliance leaders within the life insurance industry by providing opportunities for such individuals to grow, develop, and network with peers.
CEFLI’s new Compliance Leadership Development Forum will offer the opportunity for a “class” of compliance leaders—individuals who are new in their leadership role or who aspire to be future compliance leaders—hone their leadership skills and understand what it takes to be an effective compliance leader.