Benchmarking Surveys are conducted to help Members remain abreast of current industry trends, and to provide insights as to how the industry is addressing specific compliance-related operational challenges.
The Networking Forums provide an opportunity for members to gather on a periodic basis to discuss a singular subject matter. Networking Forums take a “deep dive”, encouraging participants to include their colleagues who might specialize in a given subject.
The Compliance & Ethics Committee is comprised of representatives of CEFLI member companies who meet on a monthly basis to review the current challenges facing the life insurance industry’s compliance and ethics professionals and to explore innovative strategies to address these challenges.
We offer a variety of ethics resources including presentation recordings, CEFLI conference materials and resources to assist professionals in their decision-making processes. Whether you’re looking for content or seeking inspiration when developing materials for your organization, our ethics page may be a helpful resource to you.
A central location to access various industry resources regarding SEC Regulation Best Interest, NAIC Suitability in Annuity Transactions Model Regulation, and more.