To assist member companies with their implementation efforts related to state adoptions of the revised NAIC Suitability in Annuity Transactions Model Regulation, CEFLI has developed a few summary and checklist documents. Additionally, CEFLI conducted a series of five (5) educational webinars on various aspects of the revised Model Regulation, which can be found here.

2020 NAIC Model Implementation Considerations

SEC Reg BI and NAIC Comparison Summary Chart

NAIC Model Regulation Readiness Checklist