Compliance & Ethics Committee: August Agenda and July Minutes

The July minutes in the packet include the following:

  • Compliance with Digital Content Accessibility
  • Suspicious Emails and Possible Malware
  • COVID-19 State-Specific Restrictions
  • AML Reviews- Adverse Media and Negative News
  • Quality Assurance- Business Functions
  • Automated Suitability Reviews
  • Life Insurance Grace Period Notices- California
  • Verification of Minors and Disabled Adults
  • Assignment Forms
  • Tax Advice for Annuity Products
  • Suicide Clause Revised in Minnesota