Compliance & Ethics Committee: August Agenda and July Minutes
The July minutes in the packet include the following:
- Compliance with Digital Content Accessibility
- Suspicious Emails and Possible Malware
- COVID-19 State-Specific Restrictions
- AML Reviews- Adverse Media and Negative News
- Quality Assurance- Business Functions
- Automated Suitability Reviews
- Life Insurance Grace Period Notices- California
- Verification of Minors and Disabled Adults
- Assignment Forms
- Tax Advice for Annuity Products
- Suicide Clause Revised in Minnesota