Compliance & Ethics Committee: August Agenda & July Minutes
The July minutes in this packet include the following:
- Return-to-Work and Corporate Travel Policies- COVID-19
- Digital Sales- New York Regulation 60
- Antedating or Backdating Policies or “Saving Age” Practices- Montana
- Filing of HIPPA Forms
- Returned Mail Compliance Requirements
- Licensing of Producers to Receive Override Commissions
- Suitability/Consumer Profile Information
- Compliance Reports- NAIC Suitability in Annuity Transactions Model Regulation- Market Analysis Request- Annuity Report- Iowa
- Determining Applicability of State Privacy Laws
- AML Certificates of Training