Compliance Fundamentals Training Conference

Compliance Fundamentals Training Conference (CFTC) provides essential training to newer compliance staff and allows seasoned professionals to revisit the fundamentals.  CFTC focuses on core issues and fundamentals of compliance such as: AML, antifraud, complaint handling, market conduct and suitability.  The conference also affords ample networking opportunities with fellow attendees and faculty.  Regulatory faculty members offer an explanation of their important regulatory role and provide details regarding the market conduct exam process.

The next CFTC event will take place April 19-21, 2026 at the W Hotel in Nashville, Tennessee.