Compliance & Ethics Committee: September Agenda and August Minutes
The August minutes in the packet include the following:
- State of California Illustrations
- Department of Insurance “Inquiries” – Complaint Database Management
- Best Practices Regarding “On-Site” Audits of TPAs That Operate Virtually
- Data Governance – Artificial Intelligence – Colorado Regulation and NAIC Bulletin
- Cash and Cash Equivalents
- Other Pertinent Communications” – New York Claim Regulations
- Unclaimed Property Vendors
- Multi-Year Guaranteed Annuities (MYGA) – Notifications of Guaranteed Period End Date
- NAIC Suitability in Annuity Transactions Model Regulation
- Qualified Plan Endorsements – IRA and Roth IRA Plans
- AML Practices – Free Looks