Compliance & Ethics Committee: June Agenda & May Minutes
The May minutes in the packet include the following:
- Social Security Administration Death Master File Matching Processes
- Requesting Gender/Sex Information on Annuity Applications
- Paper Applications versus Electronic Applications
- Non-English Languages – Annual Policy/Contract Statements
- Electronic Funds Transfer Payments – Online Banks
- Responsibility for ADA/WCAG Compliance
- Follow-Up Examinations – Unclaimed Property – Regulatory Settlement Agreements
- Organizational Structure for Suitability Reviews
- Product Filing – Turnaround Times
- Insurer Verification – Life Training Requirements – California Annuity Suitability – California Senate Bill 263
- Social Security Numbers on Applications
- NAIC Artificial Intelligence Bulletin Notice Requirements