Job Board
The Job Board is a free resource for our Members. Only CEFLI Member Companies may request Compliance or Ethics positions be posted. Job vacancies are available for viewing by the general public.
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Company Name: Symetra Life Insurance Company
Location: Bellevue, Washington; Remote
Job Title: Senior Compliance Analyst
Job Summary:
In this position, you will provide both product filing and operational compliance support for the Retirement (annuities) Division. You will identify and assess compliance issues, developing recommendations to promote long-term, disciplined growth. Additionally, you will consult on state filings strategy, preparing filing materials accurately and promptly.
You will offer superior analytical and project management support for nationwide initiatives, including conducting research, presenting recommendations to senior analysts or the leadership team, and assisting in implementing solutions. Collaboration with other departments will be frequent to ensure our products remain compliant and competitive.
Additional duties include developing and maintaining training materials and procedures, managing annual filings, implementing regulatory forms, and reviewing forms and marketing materials for state filings as appropriate.
Requirements:
- Typically 8+ years compliance experience
- College degree or equivalent experience
- Broad understanding of business operations and of the related legislative, regulatory, and in-house company policy requirements associated with them
- Experience with product development and rate and form filings for individual life and annuity products
- Able to affect change in business team practices through personal influence and negotiation skills
- Able to lead projects within and outside the compliance department
- Direct experience with preparing and submitting filings in SERFF / APPIAN
- Prior experience reading contracts, statutes and regulations and comprehending key points/implications for the business with minimal managerial oversight
- Strong organizational/analytical and problem-solving skills, ability to manage multiple tasks and priorities
- Outstanding verbal and written communication skills with a strong ability to communicate effectively across all levels and partners
- Comfortable with technology and learning new systems and platforms – strong MS Office Suite software skills and proofreading
- Detail oriented self-starter able to conduct complex analysis with general direction
- High school diploma required
Click HERE to apply!
Company Name: Navy Mutual Aid Association
Position: Compliance Analyst II
Location: Remote
Job Description:
We are seeking a detail‑oriented and proactive Compliance Analyst II to support the objectives of our Compliance Program and help safeguard the Association’s reputation while protecting the interests of our Members and policyholders. This role works closely with the Manager of Compliance, General Counsel, and key internal stakeholders to maintain strong, effective compliance practices across the organization.
The Compliance Analyst plays a critical role in supporting strategic initiatives within Sales and Operations ensuring our organizational practices align with regulatory requirements, industry best practices, and the highest ethical standards.
Required Qualifications:
- Bachelor’s degree (or equivalent) in business, finance, insurance, law, or a related field.
- 2–4 years of experience in insurance compliance or a related role, preferably within life insurance and annuities.
- Working knowledge of applicable laws, regulations, and industry standards, including NAIC model rules and regulations.
- Strong research, analytical, problem‑solving, and decision‑making skills.
- Excellent written and verbal communication skills, with the ability to explain complex compliance concepts to diverse audiences.
- Ability to manage multiple priorities independently and collaboratively in a fast‑paced environment.
- Proven ability to build effective working relationships with internal and external stakeholders.
- Highly detail‑oriented with strong organizational and time‑management skills.
Apply HERE.
Company Name: National Life Group
Location: Addison, TX; Montpelier, VT
Job Title: Sr. Life & Annuity Compliance Analyst – Advertising
Role Summary:
Please note that we do not offer visa sponsorship for this position.
Are you looking for the next step in your Compliance career with the opportunity to join Life & Annuity Compliance? We are seeking a talented individual who is passionate about continuing to grow their professional expertise through applying comprehensive understanding of fixed insurance regulations to areas of responsibility.
The successful candidate will become part of the Advertising Guidance team (“AGT”) and utilize advanced analytical and problem-solving techniques when reviewing and responding to advertising materials submitted by home office employees and appointed agents with independent distribution. In this role you will have the opportunity to adapt your communication style for diverse audiences and provide advice on challenging matters.
As part of our team, you will have the opportunity to apply the skills you have already gained, while continuing to grow your business and compliance knowledge, as you take the next step in your Compliance career journey. The main products handled by the Company are fixed life insurance, including indexed universal life insurance, along with living benefits, and fixed annuities, including fixed indexed annuities.
This position currently offers an onsite hybrid work schedule, with the expectation that you are in the office four (4) days per week during onsite core days. Our current onsite core days are Monday, Tuesday, Wednesday, and Thursday. The work schedule type and core days are subject to change with advance notification and manager discretion.
Essential Duties and Responsibilities:
- Use basic business understanding and subject matter expertise to creatively resolve submitted advertising materials that vary in complexity by suggesting variations in approach when necessary and applying judgment to determine exceptions as needed.
Execution – 75%
Tactical – 25% - Demonstrate full understanding of AGT processes and apply subject-matter expertise to timely complete assigned deliverables within internally established time standards.
- Independently complete tasks in alignment with policies and procedures with work reviewed by management or designated senior colleagues, at critical points.
- Strengthen relationships with senior internal and external (including regulators) peers.
- Apply judgment in alignment with policies and procedures when assessing unusual circumstances, identifying causes, and suggesting innovative approaches to meet short-term needs.
- Devise solutions with limited information, adapting existing approaches effectively.
- Fully integrate NLG values and Servant Leadership Tenets into daily work and serve as a model for junior colleagues in applying these principles.
Minimum Qualifications:
- FINRA Series 7 & 24 registrations.
- 5+ years of progressive and relevant combination of compliance and/or life insurance and annuity work experience.
- Proficiency in Microsoft Office Suite.
- Ability to provide exceptional customer service through empathy, listening, and understanding client needs.
- Ability to understand and independently communicate general compliance topics.
- Demonstrate tact and professionalism and the ability to interact with individuals and leaders at all levels of the Company, the Field, and with the public on sensitive matters.
- Excellent written and verbal communication skills.
- Ability to work in a fast-paced environment, with a high degree of accuracy.
- Ability to maintain confidentiality on sensitive matters.
- Strong organizational, time management, qualitative, and analytical skills.
- Demonstrate understanding of Company and departmental goals by designing and aligning individual goals to support annual goals and initiatives.
- Effectively work in a team environment, closely collaborating with business partners.
- All other duties as assigned.
Preferred Qualifications:
- 3+ years compliance-related experience
- Pursuit of LOMA certifications
- Demonstrated comprehensive product knowledge of fixed life insurance and annuities
Apply HERE.
Company Name: Securian Financial
Position: Sr. Regulatory Compliance Analyst
Location: St. Paul, MN
Securian Financial is seeking a Senior Regulatory Compliance Analyst to support and enhance regulatory change management across our life insurance and annuity businesses. This role plays a key part in ensuring the organization effectively identifies, assesses, and implements regulatory changes while maintaining strong governance, documentation, and controls.
We’re looking for someone with hands-on experience in a life insurance or annuity environment who understands how regulatory requirements translate into real business processes. The ideal candidate is comfortable working across functions, can navigate complex regulatory topics, and helps drive practical, risk-aware solutions.
Qualifications:
- Bachelor’s degree or equivalent experience.
- 5+ years of experience in regulatory compliance within a life insurance, annuity, or related financial services environment.
- Experience supporting regulatory change management activities, including tracking changes, assessing impact, and working with business partners on implementation.
- Understanding of insurance regulatory frameworks and how they impact operations, products, or distribution.
- Ability to interpret regulatory requirements and translate them into clear, actionable business guidance.
- Strong organizational and project management skills, with the ability to manage multiple priorities.
- Strong written and verbal communication skills, including experience drafting policies, procedures, or formal documentation.
- Ability to build relationships and work effectively across teams in a collaborative environment.
Apply HERE.