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Key Findings – CEFLI’s 2023 Compliance & Ethics Benchmarking Study

CEFLI’s September 2023 webinar summarized the key findings from CEFLI’s 2023 Compliance & Ethics Benchmarking Survey.

The webinar addressed such topics as:

  • Compliance Structures
  • Compliance Staffing and Budgets
  • CCO Succession Planning and Qualification Attributes
  • Ethics Program Structure and Components
  • Compliance Training & Education
  • Market Regulation Activity
  • Current and Anticipated Compliance Challenges

A link to the full CEFLI Compliance & Ethics Benchmarking Report can be found on this page of CEFLI.org (use your CEFLI logon and password to access the Member-only content).

A link to the Webinar presentation and recording are included below.