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CEFLI Webinar: Key Findings – CEFLI’s 2023 Compliance & Ethics Benchmarking Study
September 6, 2023 @ 1:00 PM2:00 PM UTC-5
Key Findings – CEFLI’s 2023 Compliance & Ethics Benchmarking Study
CEFLI’s September 2023 webinar summarized the key findings from CEFLI’s 2023 Compliance & Ethics Benchmarking Survey.
The webinar addressed such topics as:
- Compliance Structures
- Compliance Staffing and Budgets
- CCO Succession Planning and Qualification Attributes
- Ethics Program Structure and Components
- Compliance Training & Education
- Market Regulation Activity
- Current and Anticipated Compliance Challenges
A link to the full CEFLI Compliance & Ethics Benchmarking Report can be found on this page of CEFLI.org (use your CEFLI logon and password to access the Member-only content).
A link to the Webinar presentation and recording are included below.