Wolters Kluwer – Market Conduct Examination Updates
It's been said that ‘What’s old is new.’ But what [...]
12 events found.
Past Webinar
Events
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Faegre Drinker – The DOL Fiduciary Rule Proposal & Prohibited Transaction Exemptions
In September of 2023, the Department of Labor (DOL) sent [...]
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Key Findings – CEFLI’s 2024 AML Benchmarking Survey
De Keimach, Vice President - Compliance & Ethics and Carla [...]
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Berwyn Group – Minimizing Fraud Through Accurate and Secure Policyholder Information
Fraud continues to be a growing problem among insurance companies. [...]
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Deloitte – Regulatory Outlook
CEFLI Affiliate Member, Deloitte, conducted a Joint Educational Webinar on [...]
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DOL Fiduciary Rule Q&A Session – with Fred Reish, Faegre Drinker
CEFLI's June 2024 Joint Educational Webinar featured Fred Reish, Partner [...]
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Guidehouse – Financial Crimes Governance & Risk Assessment
CEFLI’s July 2024 Joint Educational Webinar featured CEFLI Affiliate Member [...]
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The DOL Fiduciary Rule – Insight from DOL Staff
The "Special Edition" Educational Webinar featured Timothy Hauser, [...]
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Wolters Kluwer – Market Conduct Compliance
The CEFLI Educational Webinar featured Kathy Donovan, Senior Compliance Counsel, [...]
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Locke Lord – Artificial Intelligence: Regulatory Updates & Best Practices for Third Party Contracting
The CEFLI Joint Educational Webinar featured Paige Waters, Partner at [...]
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Maynard Nexsen – Records Management: Boring When Done Correctly, Costly When Done Ineptly
From headline grabbing data breaches, to market conduct examinations and [...]
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Deloitte: Regulatory Outlook for 2025
During this very informative webinar, Deloitte shared their expert perspective [...]