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2021 Summit Meeting
CEFLI will build upon its role as an important non-advocacy [...]
Market Conduct– Compliance Risks Revisited, featuring Wolters Kluwer
Market Conduct– Compliance Risks Revisited Slides | Webinar CEFLI Affiliate [...]
2021 Compliance Fundamentals Training Conference
2021 Compliance Fundamentals Training Conference Final Agenda Session 1: Overview [...]
An Insurer’s Guide to the DOJ Guidance on Effective Corporate Compliance Programs, featuring Deloitte
An Insurer’s Guide to the DOJ’s Guidance on Effective Corporate [...]
SEC Reg BI Exam Update- How the New SEC Chair May Enforce Regulation Best Interest, featuring Faegre Drinker
SEC Regulation Best Interest Examinations Update- How the New SEC [...]